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Securities Exchange Act
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751	Updated May 11, States and D.C. Have Intrastate Securities Exemptions That Allow Equity Crowdfunding By David M. Freedman (author profile below) In 17 U.S. states and the District of Columbia, non-accredited inv Add to Reading List Source URL: www.freedman-chicago.com Language: English - Date: 2015-05-11 12:44:02 United States Securities and Exchange Commission Corporate finance Crowd funding Accredited investor Regulation D Securities offering Securities Act Hedge fund Financial economics Investment Finance
752	Proposed Rule: Net Worth Standard for Accredited Investors Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-01-25 13:21:38 Financial regulation 73rd United States Congress Investment Finance Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act United States Securities and Exchange Commission Financial economics United States securities law
753	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMay 20, 2015 ____________________________________ Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:11:23 Financial regulation Economy of the United States 76th United States Congress Investment Company Act United States securities law
754	System of Record Notice SEC-24: Freedom of Information and Privacy Act Requests Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-08-27 15:06:52 Privacy law Government Freedom of information in the United States Politics of the United States Privacy Act U.S. Securities and Exchange Commission Public records Securities Exchange Act Privacy Office of the U.S. Department of Homeland Security Freedom of information legislation Law Freedom of Information Act
755	Order: American Fidelity Dual Strategy Fund, Inc. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-26 10:25:47 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law
756	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4090; May 19, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-20 11:43:54 U.S. Securities and Exchange Commission Government 76th United States Congress New Deal agencies Investment Advisers Act
757	National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-19 11:51:08 Business Finance 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Municipal Securities Rulemaking Board Securities Act Due diligence Securities Exchange Act Financial economics Economics United States securities law
758	Putnam Classic Equity Fund Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:15:19 U.S. Securities and Exchange Commission Financial regulation Financial economics Finance Financial services 76th United States Congress Investment Company Act United States securities law
759	Microsoft Word - Document36 Add to Reading List Source URL: fic.wharton.upenn.edu Language: English - Date: 2006-07-28 16:07:23 United States securities law Investment 73rd United States Congress Securities Exchange Act Financial system U.S. Securities and Exchange Commission Stock exchange Financial market Banja Luka Stock Exchange Stock market Financial economics United States Securities and Exchange Commission
760	#..SEC--1 System name: Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940-- Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2007-08-24 14:54:20 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States Securities Act U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress

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